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Journal of Investment Compliance Emerald Article: OFAC compliance in the securities and investment sector

A promissory note is a form of debt – similar to a loan– that a company may issue to raise money. Typically, an investor agrees to loan money to a company for a set period of time. In exchange, the company promises to pay the investor a fixed return on his or her investment, generally principal plus annual interest. While promissory notes can be legitimate investments, those that are marketed broadly to individual investors often turn out to be scams. Investors should carefully investigate the legitimacy of all promissory notes. The following are examples of such. | Journal of Investment Compliance Emerald Article OFAC compliance in the securities and investment sector Article information To cite this document 2012 OFAC compliance in the securities and investment sector Journal of Investment Compliance Vol. 13 Iss 3 pp. 21 - 26 Permanent link to this document http dx.doi.org 10.1108 15285811211266074 Downloaded on 10-09-2012 To copy this document permissions@emeraldinsight.com Access to this document was granted through an Emerald subscription provided by Emerald Author Access For Authors If you would like to write for this or any other Emerald publication then please use our Emerald for Authors service. Information about how to choose which publication to write for and submission guidelines are available for all. Please visit www.emeraldinsight.com authors for more information. About Emerald www.emeraldinsight.com With over forty years experience Emerald Group Publishing is a leading independent publisher of global research with impact in business society public policy and education. In total Emerald publishes over 275 journals and more than 130 book series as well as an extensive range of online products and services. Emerald is both COUNTER 3 and TRANSFER compliant. The organization is a partner of the Committee on Publication Ethics COPE and also works with Portico and the LOCKSS initiative for digital archive preservation. Related content and download information correct at time of download. OFAC compliance in the securities and investment sector The Sanctions Compliance Evaluation Division of the U.S. Treasury s Office of Foreign Assets Control Washington DC USA. There is no copyright associated with this article due to its authorship by the US Treasury Department s Office of Foreign Assets Control. Article written by The Sanctions Compliance Evaluation Division of the US Treasury s Office of Foreign Assets Control. Abstract Purpose - The purpose of this paper is to highlight some of the most significant US sanctions .