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STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION

Type of shares which are the subject matter of stock acquisition rights shall be common shares, and the number of shares which are the subject matter of respective stock acquisition rights (hereinafter referred to as the “Number of Granted Shares”) shall be 100. If the Company splits its shares of common stock (including free issue of shares of common stock of the Company, which shall hereinafter apply) or conducts a reverse-stock split, the number of shares which are the subject matter shall be adjusted by the formula shown below. However, such adjustment shall be made with respect to the number of shares which are the subject matter of. | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION Order Number S-08-429-09-FO01 ENTRY OF FINDINGS OF FACT AND CONCLUSIONS OF LAW AND FINAL ORDER TO REVOKE REGISTRATION IN THE MATTER OF DETERMINING whether there has been a violation of the Securities Act of Washington by BERNARD L. MADOFF BERNARD L. MADOFF INVESTMENT SECURITIES LLC Respondents. THE STATE OF WASHINGTON TO Bernard L. Madoff CRD 316687 Bernard L. Madoff Investment Securities LLC CRD 2625 STATEMENT OF CHARGES On December 30 2008 the Securities Administrator of the State of Washington issued Summary Order Suspending Securities Salesperson and Broker-Dealer Registration and Notice of Intent to Revoke Registration S-08-429-09-TO01 hereinafter referred to as Summary Order against Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC. The Summary Order together with a Notice of Opportunity to Defend and Opportunity for Hearing hereinafter referred to as Notice of Opportunity for Hearing and an Application for Adjudicative Hearing hereinafter referred to as Application for Hearing were served on Bernard L. Madoff on January 24 2009 and on the receiver for Bernard L. Madoff Investment Securities LLC on January 26 2009. The Notice of Opportunity for Hearing advised Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC that a written application for an administrative hearing on the Statement of ENTRY OF FINDINGS OF FACT AND CONCLUSIONS OF 1 DEPARTMENT OF FINANCIAL INSTITUTIONS LAW AND FINAL ORDER TO REVOKE REGISTRATION Securities Division PO Box 9033 Olympia WA 98507-9033 360-902-8760 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Charges must be received within twenty days from the date of receipt of the notice. Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC and its receiver each failed to request an administrative hearing within 20 days of receipt of the .