tailieunhanh - Đề thi CFA Level 1 2010 Buổi sáng

Đề thi CFA Level 1 năm 2010, Morning exam | 2010 Level I Mock Exam Morning Session The morning session of the 2010 Level I Chartered Financial Analyst Mock Examination has 120 questions. To best simulate the exam day experience candidates are advised to allocate an average of minutes per question for a total of 180 minutes 3 hours for this session of the exam. Questions Topic Minutes 1-18 Ethical and Professional Standards 27 19-32 Quantitative Methods 21 33-44 Economics 18 45-68 Financial Statement Analysis 36 69-78 Corporate Finance 15 79-90 Equity Investments 18 91-96 Derivative Investments 9 97-108 Fixed Income Investments 18 109-114 Alternative Investments 9 115-120 Portfolio Management 9 Total 180 By accessing this mock exam you agree to the following terms of use This mock exam is provided to currently-registered CFA candidates. Candidates may view and print the exam for personal exam preparation only. The following activities are strictly prohibited and may result in disciplinary and or legal action accessing or permitting access by anyone other than currently-registered CFA candidates copying posting to any website emailing distributing and or reprinting the mock exam for any purpose. Questions 1 through 18 relate to Ethical and Professional Standards. 1. According to the CFA Institute Code of Ethics and Standards of Professional Conduct trading on material nonpublic information is least likely to be prevented by establishing A. fire-walls. B. watch lists. C. selective disclosure. 2. William Wong CFA is an equity analyst with Hayswick Securities. Based on his fundamental analysis Wong concludes the stock of a company he follows Nolvec Inc. is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from hold to buy to allow his brother to buy shares at a lower price. Wong is least likely to have violated the CFA Institute Standards of Professional Conduct related to A. duty to clients. B. reasonable basis. C. priority of .