tailieunhanh - Bank Secrecy Act/ Anti-Money Laundering Examination Manual

In all three cities, there is likely to be an increase in the number of persons exposed to flooding in 2050 under different climate scenarios compared to a situa- tion without climate change. For instance, in Bangkok in 2050, the number of persons affected (flooded for more than 30 days) by a 1-in-30-year event will rise sharply for both the low and high emission sce- narios—by 47 percent and 75 percent respectively— compared to those affected by floods in a situation without climate change. In Manila, for a 1-in-100-year flood in 2050, under the high emission scenario more than million people are. | Bank Secrecy Act Anti-Money Laundering Examination Manual Federal Financial Institutions Examination Council Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation National Credit Union Administration Office of the Comptroller of the Currency Office of Thrift Supervision and State Liaison Committee 2010 Table of Contents TABLE OF CONTENTS The sections of the FFIEC BSA AML Examination Manual that have been added or significantly modified from the previous edition are reflected by date. INTRODUCTION 5 CORE EXAMINATION OVERVIEW AND PROCEDURES FOR ASSESSING THE BSA AML COMPLIANCE PROGRAM 15 Scoping and Planning Overview 2010 .15 Examination BSA AML Risk Assessment Overview 2010 .22 Examination BSA AML Compliance Program Overview 2010 .32 Examination Developing Conclusions and Finalizing the Examination Overview 2010 .44 Examination CORE EXAMINATION OVERVIEW AND PROCEDURES FOR REGULATORY REQUIREMENTS AND RELATED TOPICS 52 Customer Identification Program Overview. 52 Examination Procedures . 59 Customer Due Diligence Examination Suspicious Activity Reporting Overview 2010 .67 Examination Procedures . 81 Currency Transaction Reporting Examination Procedures . 88 Currency Transaction Reporting Exemptions Overview 2010 .90 Examination Procedures . 95 Information Sharing Examination Purchase and Sale of Monetary Instruments Recordkeeping Examination Funds Transfers Recordkeeping Examination Foreign Correspondent Account Recordkeeping and Due Diligence Overview 117 Examination Private Banking Due Diligence Program . Persons Examination Special Measures Examination Foreign Bank and Financial Accounts Reporting Overview 2010 .142 Examination International Transportation of Currency