tailieunhanh - COMMSEC FINANCIAL SERVICES GUIDE

With each round of testing, different concerns emerged. Testing allowed the notice to evolve from initial designs that did not provide appropriate content to later designs that better matched participant needs and expectations. Each round of testing allowed us to correct design issues or problems in content presentation. The revisions, based on the results of each round of testing, progressively improved the design and content of the prototype. As a result, all final content and design decisions represent an evolution generated from the testing results. It is impossible to describe every iteration and interim content and design decision; however, we. | COMMSEC FINANCIAL SERVICES GUIDE Issue Date 02 07 12 ComnSec YOU ARE WHAT YOU DO The provider of the services described in this Financial Services Guide is the Australian Financial Services Licensee Commonwealth Securities Limited ABN 60 067 254 399 Australian Financial Services Licence Number 238814 Registered Office Ground Floor Tower 1 201 Sussex Street Sydney NSW 2000. CONTENTS Section One Commonwealth Securities Limited 1 Part One Important Information Financial Services Guide Other Documents You May Receive From Us 2 Who Are We What Financial Services And Products Do We Offer 3 How Do You Obtain Our Services How Can You Transact With Us If we provide you with further advice How do you pay for our services How are we remunerated for the services we provide Initial Commissions paid to CommSec 4 Ongoing Commissions paid to CommSec 5 How are our representatives remunerated Associations with related Product Issuers 6 Remuneration that may be received by Associated Parties Third Party Agreements ASX Broker Incentive Pool 7 How is my customer information dealt with What should I do if I have a complaint 8 How do we manage our compensation arrangements 9 Part Two Important information Financial Services Guide Fees and Charges for Non Advice Services 10 Trading in Australian Listed Shares and Derivatives 11 ASX CFD Brokerage Fee 12 Other Fees and Charges 13 Trading in Australian Shares and Derivatives using Web Iress CommSecIRESS Platform and additional service fee s 15 International Listed Shares other Securities and Derivatives 17 CommSec Direct Funds CommSec Advisory Fees and Charges for Advice Services Australian Securities Advice Listed Products Execution Only Service 18 Fees for Australian Securities Advice and Listed Products Execution Only Service 19 Asset Allocation Service Managed Funds Execution Only Service Section Two Shares Direct Nominees Pty Ltd 21 Important .

• Tài chính doanh nghiệp
• Chapters and Members
• quickly and effectively
• strengthen and further
• enhances communication
• rapidly understand
• Advanced Research
• globally integrated
• locally implemented
• activities led