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ORDER CANCELLING REGISTRATIONS OF CERTAIN INVESTMENT ADVISERS PURSUANT TO SECTION 203(h) OF THE INVESTMENT ADVISERS ACT OF 1940
tailieunhanh - ORDER CANCELLING REGISTRATIONS OF CERTAIN INVESTMENT ADVISERS PURSUANT TO SECTION 203(h) OF THE INVESTMENT ADVISERS ACT OF 1940
Directive also covers new issues such as the passport for third-country managers that have so far never been in the scope of CESR/ESMA’s work. In this context, the process should be seen as still very much open ended and thus as an opportunity for the alternative investment industry to fully engage with ESMA and the European Commission so as to translate the current framework into sensible and appropriate measures whenever possible. Nearly 40 implementing measures, technical standards and guidelines concern third-country AIFs or AIFMs. A particular focus of CESR/ESMA’s call for evidence is placed on objectives, parties and scope of cooperation. | UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 3547 February 6 2013 ORDER CANCELLING REGISTRATIONS OF CERTAIN INVESTMENT ADVISERS PURSUANT TO SECTION 203 h OF THE INVESTMENT ADVISERS ACT OF 1940 The investment advisers whose names appear in the attached Appendix hereinafter referred to as the registrants being registered as investment advisers pursuant to section 203 of the Investment Advisers Act of 1940 the Act . On October 19 2012 the Commission issued a notice of intention to cancel registrations of certain investment advisers including the registrants Investment Advisers Act Release No. 3490 . The notice gave interested persons an opportunity to request a hearing and stated that an order cancelling the registrations would be issued unless a hearing was ordered. No request for a hearing has been filed with respect to the registrants and the Commission has not ordered a The Commission having found that the registrants are no longer in existence are not engaged in business as investment advisers or are prohibited from registering as investment advisers under section 203A of the Act. Accordingly IT IS ORDERED pursuant to section 203 h of the Act that the registration of each of the said registrants be and hereby is cancelled. By the Commission. Elizabeth M. Murphy Secretary APPENDIX 801-67660 ALDUS CAPITAL LLC 801-71247 ALDWYCH CAPITAL PARTNERS LLC 801-39288 ALPHA CAPITAL MANAGEMENT INC 801-69679 ALPHA VISTA ADVISORS LLC 801-67985 AMERICAN PEGASUS LDG LLC 1 Hearings were requested for two investment advisers that were listed in the notice and one of those hearing requests was withdrawn after the adviser withdrew its SEC registration. Those advisers have not been included in this order. 1 801-66956 AMOEBA CAPITAL PARTNERS PTE. LTD. 801 -72517 ANCHOR INVESTMENT PARTNERS LLC 801-69874 ASSOCIATED PROFESSIONAL INVESTMENTS LLC 801-60288 BEACON CAPITAL MANAGEMENT LIMITED 801-56997 BISCAYNE .
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